Our Services

Sovereign Investment Advisors

Investment Management

  • Due Diligence Review and Assessment
  • Assess Goals, Priorities, Time Horizon, Risk Tolerance, etc.
  • Identify sources of investment funds
  • Review / Draft Investment Policy Statement(s) (IPS)
  • Create Optimal Asset Allocation Strategy
  • Conduct RFP process for investment components
  • Identify / Select /Monitor Managers
  • Implement Investment Strategy
  • Track performance
  • Control and monitor portfolio expenses

Fiduciary Standard of Excellence

  • Investment Steward Education
  • Conflicts of Interest Policy
  • Establish Control Procedures
  • Establish Fiduciary Review Process
  • Monitor and Rebalance

Sovereign Debt Advisors

New Debt Execution

  • Due Diligence Review and Analysis
  • Pro Forma Financial Modeling
  • Debt Structuring and Analysis
    • Taxable and Tax-exempt Bonds
    • Taxable and Tax-exempt Loans
    • Tribal Economic Development Bonds
  • Prepare disclosure documents (Informational / Offering Memorandum)
  • Negotiation of terms
  • Conduct RFP process for Financial Institutions
  • Rating Agency Strategy and Execution
  • Marketing / Syndication
  • Debt market updates

Management of Existing Debt

  • Investor relations
  • Covenant compliance
  • Derivative evaluation

Sovereign Consulting


  • Development of diversification strategies
  • Corporate structuring and planning
  • Evaluation and decision frameworks
  • Financial modeling and analysis
  • Capital Budgeting and Prioritization Analysis
  • Monte Carlo Simulation
  • Business Opportunity Assessment
  • Business Opportunity Negotiation and Execution

Government Financial Analysis and Planning

  • Analysis of revenue drivers
  • Design and draft financial plans
  • Government-level financial modeling
  • Financial management and analysis

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.

info@sovereignfinance.com | 480.385.2840