Ms. Lamb is Director of Operations for Sovereign Investment Advisors. Ms. Lamb has extensive industry experience specifically related to institutional clients within Indian Country. Her responsibilities include management of service and operations, compliance administration, technical liaison, office management and human resources. Ms. Lamb’s supervision includes; Overseeing daily operations regarding new accounts, transfers, trading, and money movement. Compliance responsibilities including enforcement of policies & procedures. Technology liaison ensuring highest level of Cybersecurity with third party consultant. Provided human resource generalist guidance to managers and employees including payroll, benefits, 401K and compliance. As well as Managed revenue reconciliations from advisory fees. Managed FINRA registrations & annual compliance. Annually updated & filed all parts to the SEC’s ADV amendments.